SEC Filing | Enanta Pharmaceuticals, Inc.

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SEC FORM 3 SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

TVM V LIFE SCIENCE VENTURES GMBH & CO KG

(Last)

(First)

(Middle)

C/O TVM CAPITAL CROUP

MAXIMILIANSTRASSE 35C

(Street)

MUNICH

80539

(City)

(State)

(Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
03/20/2013

3. Issuer Name and Ticker or Trading Symbol
ENANTA PHARMACEUTICALS INC [ ENTA ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

Director	X	10% Owner
Officer (give title below)		Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

	Form filed by One Reporting Person
X	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
1. Title of Derivative Security (Instr. 4)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
Series C Convertible Preferred Stock	⁽¹⁾	⁽¹⁾	Common Stock	236,065	⁽¹⁾	D⁽⁶⁾
Series D Convertible Preferred Stock	⁽²⁾	⁽²⁾	Common Stock	351,014	⁽²⁾	D⁽⁷⁾
Series D Convertible Preferred Stock	⁽²⁾	⁽²⁾	Common Stock	155,316	⁽²⁾	D⁽⁶⁾
Series E Convertible Preferred Stock	⁽³⁾	⁽³⁾	Common Stock	172,030	⁽³⁾	D⁽⁷⁾
Series E Convertible Preferred Stock	⁽³⁾	⁽³⁾	Common Stock	1,006,498	⁽³⁾	D⁽⁸⁾
Series G-2 Convertible Preferred Stock	⁽⁴⁾	⁽⁴⁾	Common Stock	478,247	⁽⁴⁾	D⁽⁸⁾
Warrants	⁽⁵⁾	10/04/2017	Series 1 Non-Convertible Preferred Stock	544,888	0.01	D⁽⁸⁾

1. Name and Address of Reporting Person^*

TVM V LIFE SCIENCE VENTURES GMBH & CO KG

(Last)

(First)

(Middle)

C/O TVM CAPITAL CROUP

MAXIMILIANSTRASSE 35C

(Street)

MUNICH

80539

(City)

(State)

(Zip)

1. Name and Address of Reporting Person^*

TVM V Life Science Ventures Management GmbH & Co. KG

(Last)

(First)

(Middle)

C/O TVM CAPITAL GROUP

MAXIMILIANSTRASSE 35 C

(Street)

MUNICH

80539

(City)

(State)

(Zip)

1. Name and Address of Reporting Person^*

TVM IV GMBH & CO KG

(Last)

(First)

(Middle)

C/O TVM CAPITAL GROUP

MAXIMILIANSTRASSE 35C

(Street)

MUNICH

80539

(City)

(State)

(Zip)

1. Name and Address of Reporting Person^*

TVM IV Management GmbH & Co. KG

(Last)

(First)

(Middle)

C/O TVM CAPITAL GROUP

MAXIMILIANSTRASSE 35C

(Street)

MUNICH

80539

(City)

(State)

(Zip)

1. Name and Address of Reporting Person^*

TVM MEDICAL VENTURES GMBH & CO KG

(Last)

(First)

(Middle)

C/O TVM CAPITAL GROUP

MAXIMILIANSTRASSE 35C

(Street)

MUNICH

80539

(City)

(State)

(Zip)

1. Name and Address of Reporting Person^*

TVM Capital GmbH

(Last)

(First)

(Middle)

C/O TVM CAPITAL GROUP

MAXIMILIANSTRASSE 35C

(Street)

MUNICH

80539

(City)

(State)

(Zip)

1. Name and Address of Reporting Person^*

Birner Hubert

(Last)

(First)

(Middle)

C/O TVM CAPITAL GROUP

MAXIMILIANSTRASSE 35C

(Street)

MUNICH

80539

(City)

(State)

(Zip)

1. Name and Address of Reporting Person^*

Fischer Stefan

(Last)

(First)

(Middle)

C/O TVM CAPITAL GROUP

MAXIMILIANSTRASSE 35C

(Street)

MUNICH

80539

(City)

(State)

(Zip)

1. Name and Address of Reporting Person^*

Goll Alexandra

(Last)

(First)

(Middle)

C/O TVM CAPITAL GROUP

MAXIMILIANSTRASSE 35C

(Street)

MUNICH

80539

(City)

(State)

(Zip)

Explanation of Responses:

1. The shares have no expiration date and are convertible into Enanta Pharmaceuticals, Inc. ("Enanta") Common Stock on a 0.23202-for-one basis and will automatically convert upon the closing of the initial public offering of Enanta without payment of further consideration.

2. The shares have no expiration date and are convertible into Enanta Common Stock on a 0.31063-for-one basis and will automatically convert upon the closing of the initial public offering of Enanta without payment of further consideration.

3. The shares have no expiration date and are convertible into Enanta Common Stock on a 0.30529-for-one basis and will automatically convert upon the closing of the initial public offering of Enanta without payment of further consideration.

4. The shares have no expiration date and are convertible into Enanta Common Stock on a 0.23202-for-one basis and will automatically convert upon the closing of the initial public offering of Enanta without payment of further consideration.

5. These warrants are immediately exercisable.

6. The shares are directly held by TVM Medical Ventures GmbH & Co. KG ("Medical Ventures"), the general parter of which is TVM Capital GmbH ("TVM Capital"), for which Alexandra Goll ("Goll"), one member of the investment committee of TVM Capital, shares voting and investment authority over the shares held by Medical Ventures with the other member of the investment committee. Each of TVM Capital and Goll disclaims beneficial ownership of these shares except to the extent of their pecuniary interest therein, if any.

7. The shares are directly held by TVM IV GmbH & Co. KG ("TVM IV"), the managing limited parter of which is TVM IV Management GmbH & Co. KG ("TVM IV Management"), for which Goll, one member of the investment committee of TVM IV Management, shares voting and investment authority over the shares held by TVM IV with the other member of the investment committee. Each of TVM IV and Goll disclaims beneficial ownership of these shares except to the extent of their pecuniary interest therein, if any.

8. The shares are directly held by TVM V Life Science Ventures GmbH & Co. KG ("TVM V"), the managing limited parter of which is TVM V Life Science Ventures Management GmbH & Co. KG ("TVM V Management"), for which Hubert Birner ("Birner"), Stefan Fischer ("Fischer") and Goll, each a member of the investment committee of TVM V Management, shares voting and investment authority over the shares held by TVM V. Each of TVM V Management, Birner, Fischer and Goll disclaims beneficial ownership of these shares except to the extent of their pecuniary interest therein, if any.

Remarks:

	/s/ Josef Moosholzer, Managing Limited Partner of TVM V Life Science Ventures Management GmbH & Co. KG, managing limited partner of TVM V Life Science Ventures GmbH & Co. KG	03/20/2013
	/s/ Josef Moosholzer, Managing Limited Partner of TVM V Life Science Ventures Management GmbH & Co. KG	03/20/2013
	/s/ Josef Moosholzer, Managing Limited Partner of TVM IV Mangement GmbH & Co. KG, managing limited partner of TVM IV GmbH & Co. KG	03/20/2013
	/s/ Josef Moosholzer, Managing Limited Partner of TVM IV Mangement GmbH & Co. KG	03/20/2013
	/s/ Josef Moosholzer, Managing Limited Partner of TVM Capital GmbH, general partner of TVM Medical Ventures GmbH & Co. KG	03/20/2013
	/s/ Josef Moosholzer, Managing Limited Partner of TVM Capital GmbH	03/20/2013
	/s/ Rolf Starck by power of Attorney for Hubert Birner	03/20/2013
	/s/ Rolf Starck by power of Attorney for Stefan Fischer	03/20/2013
	/s/ Rolf Starck by power of Attorney for Alexandra Goll	03/20/2013
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.


POWER OF ATTORNEY





KNOWN ALL MEN BY THESE PRESENTS, that the undersigned hereby makes, constitutes and appoints

Rolf Starck, as the undersigned's true and lawful attorney-in-fact and agent for him and in his

name, place and stead, in any and all capacities, to sign any and all documents relating to any

and all Securities and Exchange Commission filings which may be required, granting unto such

attorney-in-fact and agent full power and authority to do and perform each and every act and

thing requisite and necessary to be done in and about the premises, as fully to all intents and

purposes as he might or could do in person, thereby ratifying and confirming all that such

attorney-in-fact may lawfully do or cause to be done by virtue hereof.





This power shall continue in effect until terminated in writing.





By: /s/ Hubert Birner    Dated: March 19, 2013

    Hubert Birner



By: /s/ Stefan Fischer    Dated: March 19, 2013

    Stefan Fisher



By: /s/ Alexandra Goll    Dated: March 19, 2013

    Alexandra Goll