AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON AUGUST 8, 2023
REGISTRATION NO. 333-
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM S-8
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
ENANTA PHARMACEUTICALS, INC.
(Exact name of registrant as specified in its charter)
Delaware | 04-3205099 | |
(State or other jurisdiction of incorporation or organization) |
(I.R.S. Employer Identification No.) | |
500 Arsenal Street, Watertown, MA | 02472 | |
(Address of Principal Executive Offices) | (Zip Code) |
2019 Equity Incentive Plan
(As amended through March 2, 2023)
(Full title of the plan)
Jay R. Luly, Ph.D.
President and Chief Executive Officer
Enanta Pharmaceuticals, Inc.
500 Arsenal Street
Watertown, Massachusetts 02472
(Name and address of agent for service)
(617) 607-0800
(Telephone number, including area code, of agent for service)
Copy to:
Stacie S. Aarestad, Esq.
Foley Hoag LLP
155 Seaport Boulevard
Boston, Massachusetts 02110-2600
(617) 832-1000
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of large accelerated filer, accelerated filer, smaller reporting company and emerging growth company in Rule 12b-2 of the Exchange Act.
Large accelerated filer | ☒ | Accelerated filer | ☐ | |||
Non-accelerated filer | ☐ | Smaller Reporting Company | ☐ | |||
Emerging Growth Company | ☐ |
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☐
EXPLANATORY NOTE
Enanta Pharmaceuticals, Inc. (the Registrant) is filing this Registration Statement on Form S-8 (this Registration Statement) to register an additional 975,000 shares of its common stock, par value $0.01 per share, that may be issued and sold under the Enanta Pharmaceuticals, Inc. 2019 Equity Incentive Plan, as amended through March 2, 2023 (the Plan), following the amendment to the Plan that was approved by the Registrants stockholders at its annual meeting on March 2, 2023. This Registration Statement is submitted in accordance with General Instruction E to Form S-8 regarding registration of additional securities, and pursuant to that instruction, the contents of the Registration Statements on Form S-8 (File Nos. 333-231384, 333-255957 and 333-264794) filed with the Securities and Exchange Commission on May 10, 2019, May 10, 2021 and May 9, 2022 are incorporated herein by reference.
Part II
INFORMATION REQUIRED IN THE REGISTRATION STATEMENT
Item 8. Exhibits.
* | Filed herewith. |
+ | Indicates management contract or compensatory plan. |
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the city of Watertown, Commonwealth of Massachusetts, on August 8, 2023.
ENANTA PHARMACEUTICALS, INC. | ||
By: | /s/ Jay R. Luly, Ph.D. | |
Jay R. Luly, Ph.D. | ||
President and Chief Executive Officer |
We, the undersigned officers and directors of Enanta Pharmaceuticals, Inc., hereby severally constitute and appoint each of Jay R. Luly, Ph.D. and Paul J. Mellett, our true and lawful attorneys-in-fact, with full power to them in any and all capacities, to sign any and all amendments to this Registration Statement on Form S-8 (including any post-effective amendments thereto), and to file the same, with exhibits thereto and other documents in connection therewith, with the Securities and Exchange Commission, hereby ratifying and confirming all that each of said attorneys-in-fact may do or cause to be done by virtue hereof.
Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed below by the following persons in the capacities and on the dates indicated.
Signature |
Title |
Date | ||
/s/ Jay R. Luly, Ph.D. Jay R. Luly, Ph.D. |
President and Chief Executive Officer and Director (Principal Executive Officer) |
August 8, 2023 | ||
/s/ Paul J. Mellett Paul J. Mellett |
Chief Financial Officer (Principal Financial and Accounting Officer) |
August 8, 2023 | ||
/s/ Bruce L.A. Carter, Ph.D. Bruce L.A. Carter, Ph.D. |
Director | August 8, 2023 | ||
/s/ Mark G. Foletta Mark G. Foletta |
Director | August 8, 2023 | ||
/s/ Yujiro S. Hata Yujiro S. Hata |
Director | August 8, 2023 | ||
/s/ Kristine Peterson Kristine Peterson |
Director | August 8, 2023 | ||
/s/ Lesley Russell, MBChB., MRCP Lesley Russell, MBChB., MRCP |
Director | August 8, 2023 | ||
/s/ Terry Vance Terry Vance |
Director | August 8, 2023 |
Exhibit 5.1
Seaport West 155 Seaport Boulevard Boston, MA 02210-2600
617 832 1000 main 617 832 7000 fax |
August 8, 2023
Enanta Pharmaceuticals, Inc.
500 Arsenal Street
Watertown, MA 02472
Re: | Registration Statement on Form S-8 |
Ladies and Gentlemen:
We are familiar with the Registration Statement on Form S-8 (the Registration Statement) being filed by Enanta Pharmaceuticals, Inc., a Delaware corporation (the Company), with the Securities and Exchange Commission (the Commission) under the Securities Act of 1933, as amended (the Securities Act), on the date hereof. The Registration Statement relates to the offer and sale by the Company of up to 975,000 shares (the Shares) of its common stock, par value $0.01 per share (Common Stock), issuable under the Companys 2019 Equity Incentive Plan (as amended through March 2, 2023, the 2019 Plan).
In arriving at the opinions expressed below, we have examined the Certificate of Incorporation and Bylaws of the Company, each as amended to date, the records of meetings and consents of the Companys Board of Directors, or committees thereof, records of the proceedings of its stockholders, and the 2019 Plan, each as provided to us by the Company, and the Registration Statement.
In addition, we have relied upon certificates and other assurances of officers of the Company and others as to factual matters without having independently verified such factual matters. In our examination, we have assumed the genuineness of all signatures, the authenticity of all documents submitted to us as originals, the conformity to authentic original documents of all documents submitted to us as copies and the due authorization, execution and delivery of all documents by all persons other than the Company, where authorization, execution and delivery are prerequisites to the effectiveness of such documents. We have also made such investigations of law, as we have deemed appropriate as a basis for the opinions expressed below.
We have assumed that the Company will continue to have sufficient authorized, unissued and otherwise unreserved shares of Common Stock available for issuance at the time of each issuance of the Shares pursuant to the 2019 Plan. We have also assumed that the purchase price or other consideration to be received by the Company for the Shares will be valid consideration equal to or in excess of the par value thereof.
In rendering the opinion expressed below, we express no opinion other than as to the Delaware General Corporation Law.
On the basis of the foregoing, it is our opinion that the Shares, when issued and delivered in accordance with the terms of the 2019 Plan and the awards thereunder against the Companys receipt of the purchase price or other consideration therefor, will be validly issued, fully paid and non-assessable.
Enanta Pharmaceuticals, Inc.
August 8, 2023
Page 2
This opinion is to be used only in connection with the offer and sale of the Shares while the Registration Statement is in effect.
This opinion is being delivered solely for the benefit of the Company and such other persons as are entitled to rely upon it pursuant to the applicable provisions of the Securities Act. This opinion may not be used, quoted, relied upon or referred to for any other purpose, nor may it be used, quoted, relied upon or referred to by any other person, for any purpose, without our prior written consent.
This opinion is based upon currently existing statutes, rules and regulations and judicial decisions and is rendered as of the date hereof, and we disclaim and obligation to advise you of any change in any of the foregoing sources of law or subsequent developments in law or changes in facts or circumstances which might affect any matters or opinions set forth herein.
We consent to the filing of this opinion as an exhibit to the Registration Statement. In giving such consent, we do not admit that we are within the category of persons whose consent is required under Section 7 of the Securities Act or the rules and regulations of the Commission promulgated thereunder.
This opinion letter shall be interpreted in accordance with the Core Opinion Principles jointly issued by the Committee on Legal Opinions of the American Bar Associations Business Law Section and the Working Group on Legal Opinions Foundation as published in 74 Business Lawyer 815 (2019).
Very truly yours, | ||
FOLEY HOAG LLP | ||
By: | /s/ Ryan M. Rourke Reed | |
a Partner |
Exhibit 23.1
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
We hereby consent to the incorporation by reference in this Registration Statement on Form S-8 of Enanta Pharmaceuticals, Inc. of our report dated November 23, 2022 relating to the financial statements and the effectiveness of internal control over financial reporting, which appears in Enanta Pharmaceuticals, Inc.s Annual Report on Form 10-K for the fiscal year ended September 30, 2022.
/s/ PricewaterhouseCoopers LLP |
Boston, Massachusetts |
August 8, 2023 |
EXHIBIT 107
Calculation Of Filing Fee Tables
Form S-8
(Form Type)
Enanta Pharmaceuticals, Inc.
(Exact Name of Registrant as Specified in its Charter)
Table 1: Newly Registered Securities
Security Type | Security Title |
Fee Calculation Rule |
Amount Registered(1) |
Proposed Maximum Offering Price Per Share |
Maximum Aggregate Offering Price |
Fee Rate |
Amount of Registration Fee | |||||||
Equity | Common stock, $0.01 par value per share | Rule 457(c) and Rule 457(h) | 975,000(2) | $18.60(3) | $18,135,000 | $0.00011020 | $1,998.48 | |||||||
Total Offering Amounts | $18,135,000 | $1,998.48 | ||||||||||||
Total Fee Offsets | | |||||||||||||
Net Fee Due | $1,998.48 |
(1) | Pursuant to Rule 416(a) under the Securities Act of 1933, as amended (the Securities Act), this registration statement on Form S-8 (the Registration Statement) shall also cover any additional shares of the Registrants common stock, $0.01 par value per share (the Common Stock) that becomes issuable under the Registrants 2019 Equity Incentive Plan (as amended through March 2, 2023) (the Plan) by reason of any stock dividend, stock split, recapitalization or other similar transaction effected without the receipt of consideration that increases the number of the Registrants outstanding shares of Common Stock. |
(2) | This Registration Statement covers 975,000 shares of the Registrants Common Stock, which are issuable pursuant to the Plan. |
(3) | Estimated in accordance with Rule 457(c) and (h) under the Securities Act solely for the purpose of calculating the registration fee on the basis of $18.60, the average of the high and low prices of the Registrants common stock as reported on the Nasdaq Global Select Market on August 2, 2023, which date is within five business days prior to the filing of this registration statement. |